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Investment Management Regulation

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Chapter 1 The Financial System
Chapter 2 The Investment Advisers Act
Chapter 3 What is an Investment Company
Chapter 4 Companies Excluded from the Definition of an Investment Company and from the Investment Company Act
Chapter 5 Financial Institutions That Do Not Fall Squarely Under the 1940 Act: Special Purpose Corporations
Chapter 6 Registration and Disclosure
Chapter 7 Fund Management: The Advisory Function, Fees and Contract Terms
Chapter 8 Corporate Governance: Fund Directors and Shareholder Voting
Chapter 9 Capital Structure
Chapter 10 The Investment Company as Investor
Chapter 11 Distribution of Investment Company Shares
Chapter 12 Protection Against Conflict of Interests
Chapter 13 Money Market Funds
Chapter 14 Unit Investment Trusts
Chapter 15 Closed-End Investment Companies
Chapter 16 Exchange-Traded Funds
Chapter 17 Variable Insurance Products
Chapter 18 Ethics Issues

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Availability

5555131082

R 346.092 FRA i

Pusat (Referensi)

Available but not for loan - No Loan

Detail Information

Series Title

-

Call Number

R 346.092 FRA i

Publisher

Alaska : Fathon Publishing Company., 2015

Collation

xx, 568p., Biblio. 18 x 25 cm

Language

English

ISBN/ISSN

978-1-888215-60-1

Classification

346.092

Content Type

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Media Type

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Carrier Type

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Edition

5

Subject(s)

INVESTMENTS--LAW AND LEGISLATION

Specific Detail Info

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Statement of Responsibility

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